Research

Research & Notes on AI for Wealth

A working library of ideas on agents, LLMs, data infrastructure, and guardrails for RIAs, aggregators, and wealth platforms.

From Prompts to Agents: What Changes for Wealth Management?

A practitioner’s view on moving from single-shot prompts to multi-step, tool-using agents inside RIA and wealth platforms.

AgentsWorkflowsRIA Ops

Guardrails for AI in Regulated Wealth

Design patterns for controls, evaluations, and approvals when deploying AI assistants to advisors and operations teams.

GuardrailsEvaluations

What AGI Means (and Doesn’t Mean) for Advisors

A grounded look at AGI narratives and what actually matters for investment, planning, and client service workflows.

AGILLMs

Over time this page will become a structured archive. For now, think of it as a working notebook for ideas I'm testing with RIAs and wealth platforms.